Ethics committee

From Codex of clinical research

Ethics committees (EC) oversee research to ensure ethical standards are met, protecting rights and well-being of study participants. They evaluate study protocols, informed consent procedures, and risks versus benefits, promoting integrity in research conduct.

In the U.S., Institutional Review Boards (IRBs) oversee clinical trials to ensure participant protection, as required by FDA regulations (21 CFR Part 56 [1]). The ICH GCP framework uses the term Independent Ethics Committee (IEC) instead of IRB. While IECs and IRBs serve similar roles, some regulatory differences exist.

Ethics committee terminology

The names and authority levels of Ethics committees vary by region and setting. Common terms include:

General requirements and regulations

The ICH GCP (R3) outlines key responsibilities and operations of the EC as follows [2].

Responsibilities of the Ethics committee

The EC ensures the protection of the rights, safety, and well-being of trial participants. It reviews study protocols, informed consent materials, investigator credentials, safety updates, recruitment processes, and compensation plans.

The EC must document and justify its decisions, conduct ongoing trial reviews, and assess ethical considerations for vulnerable populations, such as minors. It also ensures that participant payments are fair and not coercive.

Composition and operations

The EC should have a diverse membership with at least five qualified individuals, including one non-medical expert and one independent member. Meetings must be conducted per documented procedures, ensuring quorum and proper record-keeping. Investigators and sponsors may provide information but cannot participate in decision-making. Only independent members can vote.

Procedures

The EC must establish documented procedures to govern its operations. These procedures include defining the membership structure, meeting schedules, and trial review processes.

They specify the frequency of reviews, the handling of changes and amendments during the trial, and ensure that participants are not enrolled, nor protocol deviations made, without prior approval (except in emergency cases).

Additionally, procedures should be in place for investigators to promptly report safety concerns, deviations, and significant trial changes.

Records

The EC must retain all relevant records, including procedures, membership lists, submitted documents, meeting minutes, and correspondence, in compliance with regulatory requirements. These records must be accessible to regulatory authorities upon request.

Communication

Submissions to the EC may vary by region, sometimes requiring combined filings with regulatory authorities. Depending on local regulations, submissions may be made by the investigator, institution, or sponsor.

See also

Another relevant pages

Links to this page

References

  1. 21 CFR Part 56, https://www.ecfr.gov/current/title-21/chapter-I/subchapter-A/part-56 Accessed Feb 2025
  2. ICH, 2025, ICH Harmonised Guideline: Guideline for Good Clinical Practice E6(R3), https://database.ich.org/sites/default/files/ICH_E6(R3)_Step4_FinalGuideline_2025_0106.pdf Accessed Feb 2025

External links